Mutual Aid · Chapter 6 (2/4)

The medieval guilds were capable of maintaining their independence; and, later on, especially in the fourteenth century, when, in consequence of several causes which shall presently be indicated, the old municipal life underwent a deep modification, the younger crafts proved strong enough to conquer their due share in the management of the city affairs. The masses, organized in “minor” arts, rose to wrest the power out of the hands of a growing oligarchy, and mostly succeeded in this task, opening again a new era of prosperity. True, that in some cities the uprising was crushed in blood, and mass decapitations of workers followed, as was the case in Paris in 1306, and in Cologne in 1371. In such cases the city’s liberties rapidly fell into decay, and the city was gradually subdued by the central authority. But the majority of the towns had preserved enough of vitality to come out of the turmoil with a new life and vigour.223 A new period of rejuvenescence was their reward. New life was infused, and it found its expression in splendid architectural monuments, in a new period of prosperity, in a sudden progress of technics and invention, and in a new intellectual movement leading to the Renaissance and to the Reformation.

The life of a medieval city was a succession of hard battles to conquer liberty and to maintain it. True, that a strong and tenacious race of burghers had developed during those fierce contests; true, that love and worship of the mother city had been bred by these struggles, and that the grand things achieved by the medieval communes were a direct outcome of that love. But the sacrifices which the communes had to sustain in the battle for freedom were, nevertheless, cruel, and left deep traces of division on their inner life as well. Very few cities had succeeded, under a concurrence of favourable circumstances, in obtaining liberty at one stroke, and these few mostly lost it equally easily; while the great number had to fight fifty or a hundred years in succession, often more, before their rights to free life had been recognized, and another hundred years to found their liberty on a firm basis⁠—the twelfth century charters thus being but one of the stepping-stones to freedom.224 In reality, the medieval city was a fortified oasis amidst a country plunged into feudal submission, and it had to make room for itself by the force of its arms. In consequence of the causes briefly alluded to in the preceding chapter, each village community had gradually fallen under the yoke of some lay or clerical lord. His house had grown to be a castle, and his brothers-in-arms were now the scum of adventurers, always ready to plunder the peasants. In addition to three days a week which the peasants had to work for the lord, they had also to bear all sorts of exactions for the right to sow and to crop, to be gay or sad, to live, to marry, or to die. And, worst of all, they were continually plundered by the armed robbers of some neighbouring lord, who chose to consider them as their master’s kin, and to take upon them, and upon their cattle and crops, the revenge for a feud he was fighting against their owner. Every meadow, every field, every river, and road around the city, and every man upon the land was under some lord.

The hatred of the burghers towards the feudal barons has found a most characteristic expression in the wording of the different charters which they compelled them to sign. Heinrich V is made to sign in the charter granted to Speier in 1111, that he frees the burghers from “the horrible and execrable law of mortmain, through which the town has been sunk into deepest poverty” (von dem scheusslichen und nichtswurdigen Gesetze, welches gemein Budel genannt wird, Kallsen, i, 307). The coutume of Bayonne, written about 1273, contains such passages as these: “The people is anterior to the lords. It is the people, more numerous than all others, who, desirous of peace, has made the lords for bridling and knocking down the powerful ones,” and so on (Giry, Établissements de Rouen, i, 117, Quoted by Luchaire, p. 24). A charter submitted for King Robert’s signature is equally characteristic. He is made to say in it: “I shall rob no oxen nor other animals. I shall seize no merchants, nor take their moneys, nor impose ransom. From Lady Day to the All Saints’ Day I shall seize no horse, nor mare, nor foals, in the meadows. I shall not burn the mills, nor rob the flour⁠ ⁠… I shall offer no protection to thieves,” etc. (Pfister has published that document, reproduced by Luchaire). The charter “granted” by the Besancon Archbishop Hugues, in which he has been compelled to enumerate all the mischiefs due to his mortmain rights, is equally characteristic.225 And so on.

Freedom could not be maintained in such surroundings, and the cities were compelled to carry on the war outside their walls. The burghers sent out emissaries to lead revolt in the villages; they received villages into their corporations, and they waged direct war against the nobles. It Italy, where the land was thickly sprinkled with feudal castles, the war assumed heroic proportions, and was fought with a stern acrimony on both sides. Florence sustained for seventy-seven years a succession of bloody wars, in order to free its contado from the nobles; but when the conquest had been accomplished (in 1181) all had to begin anew. The nobles rallied; they constituted their own leagues in opposition to the leagues of the towns, and, receiving fresh support from either the Emperor or the Pope, they made the war last for another 130 years. The same took place in Rome, in Lombardy, all over Italy.

Prodigies of valour, audacity, and tenaciousness were displayed by the citizens in these wars. But the bows and the hatchets of the arts and crafts had not always the upper hand in their encounters with the armour-clad knights, and many castles withstood the ingenious siege-machinery and the perseverance of the citizens. Some cities, like Florence, Bologna, and many towns in France, Germany, and Bohemia, succeeded in emancipating the surrounding villages, and they were rewarded for their efforts by an extraordinary prosperity and tranquillity. But even here, and still more in the less strong or less impulsive towns, the merchants and artisans, exhausted by war, and misunderstanding their own interests, bargained over the peasants’ heads. They compelled the lord to swear allegiance to the city; his country castle was dismantled, and he agreed to build a house and to reside in the city, of which he became a co-burgher (com-bourgeois, con-cittadino); but he maintained in return most of his rights upon the peasants, who only won a partial relief from their burdens. The burgher could not understand that equal rights of citizenship might be granted to the peasant upon whose food supplies he had to rely, and a deep rent was traced between town and village. In some cases the peasants simply changed owners, the city buying out the barons’ rights and selling them in shares to her own citizens.226 Serfdom was maintained, and only much later on, towards the end of the thirteenth century, it was the craft revolution which undertook to put an end to it, and abolished personal servitude, but dispossessed at the same time the serfs of the land.227 It hardly need be added that the fatal results of such policy were soon felt by the cities themselves; the country became the city’s enemy.

The war against the castles had another bad effect. It involved the cities in a long succession of mutual wars, which have given origin to the theory, till lately in vogue, namely, that the towns lost their independence through their own jealousies and mutual fights. The imperialist historians have especially supported this theory, which, however, is very much undermined now by modern research. It is certain that in Italy cities fought each other with a stubborn animosity, but nowhere else did such contests attain the same proportions; and in Italy itself the city wars, especially those of the earlier period, had their special causes. They were (as was already shown by Sismondi and Ferrari) a mere continuation of the war against the castles⁠—the free municipal and federative principle unavoidably entering into a fierce contest with feudalism, imperialism, and papacy. Many towns which had but partially shaken off the yoke of the bishop, the lord, or the Emperor, were simply driven against the free cities by the nobles, the Emperor, and Church, whose policy was to divide the cities and to arm them against each other. These special circumstances (partly reflected on to Germany also) explain why the Italian towns, some of which sought support with the Emperor to combat the Pope, while the others sought support from the Church to resist the Emperor, were soon divided into a Gibelin and a Guelf camp, and why the same division appeared in each separate city.228

The immense economical progress realized by most italian cities just at the time when these wars were hottest,229 and the alliances so easily concluded between towns, still better characterize those struggles and further undermine the above theory. Already in the years 1130⁠–⁠1150 powerful leagues came into existence; and a few years later, when Frederick Barbarossa invaded Italy and, supported by the nobles and some retardatory cities, marched against Milan, popular enthusiasm was roused in many towns by popular preachers. Crema, Piacenza, Brescia, Tortona, etc., went to the rescue; the banners of the guilds of Verona, Padua, Vicenza, and Trevisa floated side by side in the cities’ camp against the banners of the Emperor and the nobles. Next year the Lombardian League came into existence, and sixty years later we see it reinforced by many other cities, and forming a lasting organization which had half of its federal war-chest in Genoa and the other half in Venice.230 In Tuscany, Florence headed another powerful league, to which Lucca, Bologna, Pistoia, etc., belonged, and which played an important part in crushing down the nobles in middle Italy, while smaller leagues were of common occurrence. It is thus certain that although petty jealousies undoubtedly existed, and discord could be easily sown, they did not prevent the towns from uniting together for the common defence of liberty. Only later on, when separate cities became little States, wars broke out between them, as always must be the case when States struggle for supremacy or colonies.

Similar leagues were formed in Germany for the same purpose. When, under the successors of Conrad, the land was the prey of interminable feuds between the nobles, the Westphalian towns concluded a league against the knights, one of the clauses of which was never to lend money to a knight who would continue to conceal stolen goods.231 When “the knights and the nobles lived on plunder, and murdered whom they chose to murder,” as the Wormser Zorn complains, the cities on the Rhine (Mainz, Cologne, Speier, Strasburg, and Basel) took the initiative of a league which soon numbered sixty allied towns, repressed the robbers, and maintained peace. Later on, the league of the towns of Suabia, divided into three “peace districts” (Augsburg, Constance, and Ulm), had the same purpose. And even when such leagues were broken,232 they lived long enough to show that while the supposed peacemakers⁠—the kings, the emperors, and the Church-fomented discord, and were themselves helpless against the robber knights, it was from the cities that the impulse came for reestablishing peace and union. The cities⁠—not the emperors⁠—were the real makers of the national unity.233

Similar federations were organized for the same purpose among small villages, and now that attention has been drawn to this subject by Luchaire we may expect soon to learn much more about them. Villages joined into small federations in the contado of Florence, so also in the dependencies of Novgorod and Pskov. As to France, there is positive evidence of a federation of seventeen peasant villages which has existed in the Laonnais for nearly a hundred years (till 1256), and has fought hard for its independence. Three more peasant republics, which had sworn charters similar to those of Laon and Soissons, existed in the neighbourhood of Laon, and, their territories being contiguous, they supported each other in their liberation wars. Altogether, Luchaire is of the opinion that many such federations must have come into existence in France in the twelfth and thirteenth centuries, but that documents relative to them are mostly lost. Of course, being unprotected by walls, they could easily be crushed down by the kings and the lords; but in certain favourable circumstances, when they found support in a league of towns and protection in their mountains, such peasant republics became independent units of the Swiss Confederation.234

As to unions between cities for peaceful purposes, they were of quite common occurrence. The intercourse which had been established during the period of liberation was not interrupted afterwards. Sometimes, when the scabini of a German town, having to pronounce judgment in a new or complicated case, declared that they knew not the sentence (des Urtheiles nicht weise zu sein), they sent delegates to another city to get the sentence. The same happened also in France;235 while Forli and Ravenna are known to have mutually naturalized their citizens and granted them full rights in both cities. To submit a contest arisen between two towns, or within a city, to another commune which was invited to act as arbiter, was also in the spirit of the times.236 As to commercial treaties between cities, they were quite habitual.237 Unions for regulating the production and the sizes of casks which were used for the commerce in wine, “herring unions,” and so on, were mere precursors of the great commercial federations of the Flemish Hansa, and, later on, of the great North German Hansa, the history of which alone might contribute pages and pages to illustrate the federation spirit which permeated men at that time. It hardly need be added, that through the Hanseatic unions the medieval cities have contributed more to the development of international intercourse, navigation, and maritime discovery than all the States of the first seventeen centuries of our era.

In a word, federations between small territorial units, as well as among men united by common pursuits within their respective guilds, and federations between cities and groups of cities constituted the very essence of life and thought during that period. The first five of the second decade of centuries of our era may thus be described as an immense attempt at securing mutual aid and support on a grand scale, by means of the principles of federation and association carried on through all manifestations of human life and to all possible degrees. This attempt was attended with success to a very great extent. It united men formerly divided; it secured them a very great deal of freedom, and it tenfolded their forces. At a time when particularism was bred by so many agencies, and the causes of discord and jealousy might have been so numerous, it is gratifying to see that cities scattered over a wide continent had so much in common, and were so ready to confederate for the prosecution of so many common aims. They succumbed in the long run before powerful enemies; not having understood the mutual-aid principle widely enough, they themselves committed fatal faults; but they did not perish through their own jealousies, and their errors were not a want of federation spirit among themselves.